Compliance Advisory (Credit & Securitised Products) (EXPIRED)
Ham
Banking & Financial Services
Annual
Permanent
Location: London, HybridLength: 6 MonthsPAYE OnlyOverall purpose of the roleThe Credit and Securitised Products Business Oversight Compliance role at Barclays involves providing day-to-day compliance oversight and advice to the Credit and Securitised Products businesses within the Investment Bank. This position requires close collaboration with colleagues across Markets Compliance, the front office, and various infrastructure areas. Key Accountabilities
- Compliance Advisory: Offer real-time and responsive advice to the business on daily matters, including reviewing transactions that pose conduct and reputational risks, addressing trading and sales queries related to market impact or restructuring, and preparing meeting materials.
- Policy Implementation: Collaborate with the Global Compliance team to drive compliance policies, procedures, and practices into the business.
- Risk Assessment: Identify and assess compliance risks through thorough reviews of business activities, changes, processes, testing, and systems.
- Regulatory Monitoring: Review and monitor regulatory requirements and industry trends related to credit and securitized products, providing guidance to the business on compliance best practices.
- Training and Support: Provide training and support to employees on compliance policies and procedures.
- Answer day to day queries on the trading floor.
- Help with governance of new product launch approvals.
- Drafting Procedures, and helping the wider teams understand compliance and new conduct.
- Advising the team and business on compliance issues
- Previous experience in an Advisory role within a Global Investment bank
- Regulatory Change project experience
- Markets Advisory experience
- Working within a fast paced multi structural environment
- Credit and Securitised product experience
- Technical knowledge
- Contract experience within this type of role would be advantageous but not essential
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